2nd Annual GRC - Governance, Risk and Compliance in Financial Services

Facing evolving regulations and dynamic market conditions, financial service companies are keeping a close eye on further changes vis-à-vis the economy, regulatory frameworks, compliance measures and technology solutions.

Across financial services institutions globally, governance, risk, and compliance strategies are being seen as the answer to delivering company value in an increasingly volatile marketplace and constantly evolving complex regulations. GRC activities are being integrated and aligned in order to avoid conflicts, navigate risks, meet compliance requirements, and create a risk resilient business culture.

Acknowledging these current industry challenges, FSOkx invites senior executives to our Second Annual GRC Event – Governance, Risk and Compliance in Financial Services on March 24, 2015 in New York. Join the industry experts as they provide a fresh perspective on emerging trends and best practices that help organizations meet enterprise-wide GRC requirements and make them an integral part of the planning processes and strategic framework.

  • Saad Aslam :-  Global Head of Credit Policy, Risk Review and Credit Risk Regulatory Interaction , Credit Suisse
  • Amanda Barkus :-  Senior Vice President, Americas Head of IT Strategy and Operational Effectiveness , HSBC
  • Candace Bocci :- Head of U.S. Credit Stress Testing/CCAR, BMO Financial Group
  • Edina Cavalli :- Assistant Vice President, Enterprise Dodd-Frank & Regulatory Reform Liaison, TD Bank
  • James Finnerty :-  Senior Vice President and Associate Deputy Global Anti-Money Laundering Officer-US, TD Bank
  • Stephan Meili :-  Global Head of Market Risk for Securitized Products Trading and Muni Derivatives, Barclays
  • Kevin Pemberton :- Senior Vice President, Neuberger & Berman
  • Denise Wright :-  Head of Anti-Money Laundering and Sanctions Compliance, Rabobank
  • Annie Searle :- Lecturer, University of Washington

 

Discussion Topics Include

  • Regulatory stress testing – using stress testing to effect strategic change
  • Cyber Security – More of a Business Issue than just a Technology Issue
  • Anti-money laundering (AML) and know your customer (KYC) norms and best practices
  • Planning for catastrophe: How banks can develop “living wills"
  • Managing risk with operations and technology solutions
  • FATCA compliance: a challenging responsibility for participating foreign financial institutions (PFFIs)
  • Mortgage Servicing Game – Survival of Smaller Players in radically changing Market
  • Regulatory reform: A look at key changes reshaping the derivatives market
  • Challenges, solutions and opportunities in collateral management
  • Assessing third-party relationships under the new regulatory regime

Media Contact

FSO Knowledge Xchange
(732) 462-3763